Interactive webinar on the Senior Managers and Certification Regime
Please join us for an interactive webinar on the Senior Managers & Certification Regime (SMCR).
With the help of a number of case studies, we will discuss how firms should approach the following aspects of the SMCR, which must be undertaken by solo-regulated firms by 31 March 2021:
- assessing the fitness and propriety of Certified Persons
- carrying out Conduct Rules training for staff
- submitting information about Directory Persons to the Register.
We will also consider issues arising out of the lockdown, such as how these processes are best managed remotely.
Register here